Financial Conduct Authority - PDFSEARCH.IO - Document Search Engine

Financial Conduct Authority
Results: 435

#	Item
91	Edition 3 Markets Regulation Client Newsletter - March 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Financial regulation Financial markets Stock market Financial services European Market Infrastructure Regulation Over-the-counter Derivative Financial Conduct Authority
92	Strengthening accountability: updates before 7 March 2016 This page contains updates published on the Strengthening accountability webpage before 7 March 2016 when the Senior Managers and Senior Insurance Managers regime Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2016-03-04 10:31:14 Economy Finance Money Systemic risk HM Treasury Economy of the United Kingdom Financial Conduct Authority Bank Solvency II Directive Insurance
93	Financial Conduct Authority Quarterly Consultation No.12 March 2016 Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2016-04-04 11:47:39
94	Guidance Note 2015 Q3 Exchange Release Effective 25th September 2015 BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. BATS Trading Limited is a wholly-owned subsidiar Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-09-30 06:01:30
95	FCAACCOUNTABILITY AND WHISTLEBLOWING INSTRUMENT 2015 Powers exercised A. The Financial Conduct Authority makes this instrument in the exercise of the following Add to Reading List Source URL: www.handbook.fca.org.uk Language: English
96	KEY FACTS ABOUT OUR SERVICES AND COSTS 1. WHAT IS THE PURPOSE OF THIS DOCUMENT? The Financial Conduct Authority (“FCA”) is the independent watchdog that regulates financial services. The FCA has asked us to provide t Add to Reading List Source URL: www.tilneybestinvest.co.uk Language: English - Date: 2014-09-08 03:39:34
97	Financial Conduct Authority Whistleblowing in deposit-takers, PRA-designated investment firms and insurers October 2015 Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2015-10-06 05:59:28
98	Richtlinien zur Orderausführung 1. Einführung Entsprechend den MiFID-Richtlinien und den Vorschriften der Financial Conduct Authority (FCA) für deren Umsetzung im Vereinigten Königreich, muss die London Capital Group Add to Reading List Source URL: www.londoncapitalgroup.com Language: German - Date: 2013-05-13 10:16:42
99	Guidance Note Periodic Auctions Effective 19th October 2015 BATS Trading Limited is a Recognised Investment Exchange regulated by the Financial Conduct Authority. BATS Trading Limited is a wholly-owned subsidiary of BATS Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-02 12:45:30 Auction theory Auctions Economy Market economics) Auction Business economics Order
100	Allgemeinen Informationen 1. Vorschriften Die London Capital Group Limited (LCG) ist von der britischen Financial Conduct Authority zugelassen und steht unter ihrer Aufsicht (EintragungsnummerDie Financial Cond Add to Reading List Source URL: www.londoncapitalgroup.com Language: German - Date: 2013-05-13 10:16:42

UPDATE